Educational Qualification: Qualified Company Secretary with atleast 8 + years experience with Mutual Fund Industry
To act as a Compliance officer
To ensure compliance with the applicable rules/ regulations including SEBI (Mutual Funds)
Regulations, and handle regulatory inspections/ scrutiny.
To assist business teams in new launches of MF schemes and ensuring compliance with SEBI listing regulations
To oversee Compliance function for Merchant Banking( MB) and Infra Investment Partners
Responsible to Handle a team of 4 -5 people
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