Job Views:  
2625
Applications:  56
Recruiter Actions:  26

Posted in

Legal

Job Code

469706

Head - Compliance - CS - Mutual Fund

8 - 14 Years.Mumbai
Posted 7 years ago
Posted 7 years ago

Educational Qualification: Qualified Company Secretary with atleast 8 + years experience with Mutual Fund Industry

To act as a Compliance officer

To ensure compliance with the applicable rules/ regulations including SEBI (Mutual Funds)

Regulations, and handle regulatory inspections/ scrutiny.

To assist business teams in new launches of MF schemes and ensuring compliance with SEBI listing regulations

To oversee Compliance function for Merchant Banking( MB) and Infra Investment Partners

Responsible to Handle a team of 4 -5 people

Didn’t find the job appropriate? Report this Job

Job Views:  
2625
Applications:  56
Recruiter Actions:  26

Posted in

Legal

Job Code

469706

UPSKILL YOURSELF

My Learning Centre

Explore CoursesArrow