Posted By
Posted in
Banking & Finance
Job Code
617404
- Compliance with Byelaws, Rules and Business Rules of the Exchange.
- Interpretation and implementation of various external and internal policies.
- Issuance of Circulars/Directives to the market participants.
- Ensuring compliances by the members with Byelaws, Rules, Business Rules and Circulars of the Exchange.
- Acting as single point contact for the Regulator.
- Attending Regulatory Inspections.
- Supervising Investor grievance cell and Arbitration Mechanism of the Exchange.
- Supervising Audit & Inspection of members of the Exchange.
- Ensuring compliance of Anti Money Laundering laws.
- Facilitation of SEBI Inspections.
Pre-requisites required :
- 10+ years of relevant experience with minimum 3 years as a Compliance Officer in the Stock Exchange.
- Should have worked in SEBI for atleast some time
Didn’t find the job appropriate? Report this Job
Posted By
Posted in
Banking & Finance
Job Code
617404