Reports to: Head of Risk Key Responsibilities: 1. Lead the compliance framework for the AIF business in alignment with SEBI (AIF) Regulations, 2012 and other applicable laws. 2. Manage all regulatory filings, correspondence, inspections, and interactions with SEBI and other regulators. 3. Draft, implement, and continuously improve compliance policies, SOPs, and internal controls for the AIF vertical. 4. Oversee investor onboarding processes, ensuring adherence to KYC, AML, and FATCA/CRS requirements. 5. Provide regulatory inputs during fund structuring, product design, and documentation. 6. Conduct regular compliance risk assessments, internal audits, and monitoring programs. 7. Handle compliance reporting, breach investigations, and implementation of corrective measures. 8. Deliver compliance training and regulatory updates to business teams and senior stakeholders. 9. Track and interpret regulatory developments impacting AIFs and ensure timely organizational alignment. 10. Collaborate with legal, investment, and operations teams to ensure end-to-end regulatory compliance. Qualifications & Experience: 1. 8 - 12 years of experience in compliance roles within asset management, financial services, or related sectors. 2. Mandatory experience in managing compliance for AIFs. 3. In-depth understanding of SEBI regulations and the regulatory landscape around alternative investments. 4. Strong analytical, communication, and interpersonal skills. 5. Ability to manage cross-functional teams and regulatory stakeholders. 6. Professional qualifications such as CA, CS, LLB, or certifications in compliance/governance will be advantageous.

Mumbai

Head - Compliance - AIF 

Job Description for Head - Compliance - AIF  in Virtuous Advisors and Resources Pvt. ltd. in  Mumbai for (8-12) years of experience. Apply Now!