Posted By
Posted in
Banking & Finance
Job Code
948802
Audit Planning :
1. Discuss with operations to determine prioritization of activity & risk area, staff & branch.
2. Fixation of monthly targets in terms of coverage.
3. Plan & allocate audit staffs to achieve the stated monthly targets.
Audit Execution :
1. Monitor staff presence at various locations.
2. Conduct weekly review meetings & review next week's plan.
3. Investigate issue arising from audits.
4. Prepare audit reports containing Findings, Rectifications & Specific Investigation to be done at branch level & discuss the audit reports on a monthly basis with operations & business head.
Audit - Staff Management :
1. Plan audit staff in conjunction with HR & recruit audit staff as and when required.
2. Training of new staff as well as existing staffs on new modules.
3. Evaluate performance of audit staff.
Audit Design :
1. Prepare Audit Manual in conjunction with Operations Manual and accordingly define risk activity, coverage levels, assigning weights & determining the path to cover all subjects.
2. Create audit meeting forms and workflows to support audited activities.
3. Understand the impact of change in Operations Process on audit & respond with audit changes.
4. Design audit scoring and grading templates.
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Posted By
Posted in
Banking & Finance
Job Code
948802
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