Head - Anti-Money Laundering - BFSI

- Review and monitor employee and customer remittance activity on a daily basis to identify and mitigate regulatory risks, Anti-Money Laundering/Combating Terrorist

- Financing (AML/CTF), sanction violations and other violations of trading policies and Identify and reviewing suspect transactions.

- Screening ACH (automated clearing house) transactions.

- Verifying the Customer Profile on basis of KYC / CDD profiles against their transaction pattern.

- Recommending to the respective Relationship Manager in case of change in the profile of the customer based on the transaction analysis.

- Ensure that the procedures set for investigations are adhered to, in order to achieve optimum efficiency and to meet established production processing timelines, quality and customer service

- Identify compliance risks from every business line and manage them by providing training, advice, testing and monitoring.

- Engage in periodic audits of the firm's practices to ensure that the organization's activities satisfy all pertinent legal and regulatory requirements.

- Responsible for any compliance questions or requests for interpretations from Internal Auditors and Relationship Manager including trading regulation, policy procedural issues and general regulatory matters.

- Engage in relevant compliance meetings to discuss and mandate regulatory requirements.

- Effective Quality Assurance process and conducting adhoc review on the investigations carried out by the team members.

- Co-ordinating the BCP / DR drill

CAMS/ACAMS certification mandatory