Posted By
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Posted in
Legal
Job Code
1540235
Job Summary:
We are seeking an experienced and highly skilled Company Secretary (CS) with 7- 8 years of expertise in financial services, particularly within the discount broking sector. The ideal candidate will be well- versed in the Companies Act, SEBI, and RBI regulations and possess a deep understanding of compliance requirements specific to stockbroking and financial advisory businesses.
Key Responsibilities:
- Ensure compliance with the Companies Act, SEBI, RBI, and other relevant regulatory frameworks governing the financial services industry.
- Manage corporate governance, regulatory filings, and compliance reporting for company and its subsidiaries.
- Liaise with SEBI, RBI, stock exchanges, and depositories for licensing, approvals, and regulatory submissions.
- Oversee the preparation and filing of statutory documents, board resolutions, and annual returns.
- Guide the management team on legal and regulatory requirements, ensuring adherence to industry best practices.
- Monitor and implement compliance processes for discount broking operations, depository participant services, and mutual fund distribution.
- Assist in obtaining and maintaining the RBI Account Aggregator License and other relevant future licenses.
- Develop and implement risk management strategies, ensuring timely audits and regulatory inspections.
- Organize and conduct board meetings, annual general meetings (AGMs), and committee meetings while maintaining accurate records.
- Stay updated with amendments in laws and regulations affecting the stockbroking and financial services industry.
Requirements:
- Qualified Company Secretary (CS) with 7- 8 years of relevant experience.
- Must have worked in a group company structure with hands on experience in intercompany transactions
- In- depth knowledge of the Companies Act, SEBI, RBI, and other financial sector regulations.
- Prior experience in a discount broking firm or financial services company is highly preferred.
- Strong understanding of compliance requirements for stockbroking, mutual funds, and depository participants.
- Excellent communication and stakeholder management skills.
- Detail- oriented with strong analytical and problem- solving abilities.
- Ability to work in a fast- paced startup environment and manage multiple priorities.
What We Offer:
- Competitive salary and benefits package.
- Opportunity to work in a fast- growing financial services company.
- Exposure to cutting- edge fintech innovations and regulatory landscapes.
- A collaborative and dynamic work culture in the heart of Bangalore's startup ecosystem.
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Posted By
232
JOB VIEWS
87
APPLICATIONS
4
RECRUITER ACTIONS
See how you stand against competition
Pro
View Insights
Posted in
Legal
Job Code
1540235
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