Posted By
Posted in
Banking & Finance
Job Code
1353184
The ideal candidate:
- Should have worked in operations and compliance role with a stock broker.
- At least 5 years of total experience
- Should have knowledge of SEBI regulations for stock brokers.
- Good written English and decent spoken English skills as well as MS Office skills are mandatory
- Should be Mumbai based
- Good understanding of Stock Broking Operations
- Should have handled backoffice operations of a stock broker i.e. Account Opening, Depository Participant, Trade settlement, Delivery settlement & all the compliance exchange and regulatory bodies.
- Should have conducted overall execution of Processes and supervision of the operations team.
- Should have conducted smooth flow of Pay in and Pay out operations.
- Knowledge and ability to handle Inspections conducted by different exchanges and regulators would be an added advantage.
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Posted By
Posted in
Banking & Finance
Job Code
1353184