Executive Assistant to CMD - NBFC

EA to CMD

Location: Mumbai

EA to CMD

- A seasoned compliance and operation professional with over 9-15 years of work experience in the NFBC Industry.

- The primary responsibilities involves managing compliance program, monitoring compliance against external and affiliate guidelines, procedure development as well as advising the the CMD on key compliance issues.

- Developed and delivered Compliance training tailored to suit the individual requirements of various businesses.

- Reviewed regulatory changes and ensured the firm is able to support these changes. Advised on the development of internal policies and procedures.

- Handling day-to-day business queries and providing guidance to CMD on internal policies and regulatory and compliance requirements.

- Shadowing the CMD.