Posted By
Posted in
Banking & Finance
Job Code
249166
EA to CMD
Location: Mumbai
EA to CMD
- A seasoned compliance and operation professional with over 9-15 years of work experience in the NFBC Industry.
- The primary responsibilities involves managing compliance program, monitoring compliance against external and affiliate guidelines, procedure development as well as advising the the CMD on key compliance issues.
- Developed and delivered Compliance training tailored to suit the individual requirements of various businesses.
- Reviewed regulatory changes and ensured the firm is able to support these changes. Advised on the development of internal policies and procedures.
- Handling day-to-day business queries and providing guidance to CMD on internal policies and regulatory and compliance requirements.
- Shadowing the CMD.
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Posted By
Posted in
Banking & Finance
Job Code
249166
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