DVP - Risk Broking - BFSI

- Monitoring & mitigation of the clients trading portfolio

- Communication and co-ordination between various stakeholders to highlight the risk & take action wherever possible

- Frame and adhere to internal risk policies and approval matrix for all assessments

- Well verse with changing regulatory landscape and new regulations

- Possess analytical, system and data management capabilities to support the risk management

- Review of risk management policies including the quantification of our risk appetite through specific risk limits

- Oversight of risk at an PWM(HNI) level and adequate communication with the seniors including Executive Committee members.

- Assess & Analyze margin funding proposals including special situation trades

- Assess exceptions to above mentioned frameworks/policies

- Prepare periodic analysis for reporting to senior authorities

- Process improvement & Automation