Due Diligence_Financial Services
Job Description:
- The core responsibility will be to lead and run the DD process with these external counterparties and successfully get them completed within due timeframe.
- The high achieving candidate will ideally be a qualified MBA/CA with 10-20 years of work experience having worked in a large asset management companies or consulting firms. The candidate is expected to have prior experience in conducting due diligence of funds and other legal structures to ensure that the funds/legal structure have high functioning standards, commensurate with the requirements of Institutional investors or Distributors (International and Domestic).
Functional skills:Required areas of understanding include:
1. Investment products
2. Operations and processes
3. Compliance & Governance
4. Risk Assessment
5. Committee structures, Policy and SOPs
6. Reporting
- Lead all the DD process initiated by Institutional Investors or Distributors from our side and successfully complete all the DDs.
- Anticipate all the challenges that may come up in a DD and have a solution-oriented approach to mitigate these challenges in advance
- Interacting with the Product team and Compliance teams regularly to ensure that all the products of the platform are DD-ready at any point of time.
- Keep abreast of changes in regulatory requirements that may impact due diligence procedures.
- Continuously improve due diligence processes, incorporating best practices and leverage technology for increased efficiency and accuracy.
Behavioural skills:- Excellent communication and relationship management skills with external stakeholders.
- Advanced Project management skills for running multiple DDs with tight timelines.
- Strong written and verbal communication skills, including the ability to make strong and logical recommendations while designing or running a product to all internal stakeholders.
- Ability to collaborate with various teams, including legal, compliance, and investment, to gather information and ensure a comprehensive due diligence process.
- Keen eye for detail
Job location will be Mumbai, 100% work from office. Compensation - as per industry standards