Director - Risk & Controls - Investment Bank

Job Opportunity with Leading Investment Bank

Location : Bangalore

Need : 6-14 yrs of experience

Roles & Responsibilities :

- Facilitate annual Risk Control Self-Assessment for Client Regulatory Services

- Maintain a catalogue (inventory) of business processes, which ultimately lead to the creation of a targeted risk and control framework

- Develop framework to capture new business processes and risks, which lead to the design and implementation of new controls within CRS

- Oversee remediation of all CRS Issues and Action Plans

- Design escalation framework to raise and log new issues

- Provide support during Compliance Testing and Audits

- Work with management to assess the results of Audit/Testing reports and track issues and action plans to completion

- Identify and remediate gaps with the existing CRS Quality program

- Establish and compile Key Risk Indicator metrics that indicate execution and effectiveness of Quality program

- Focus on quality improvement initiatives that strive to create a quality-conscious culture, decrease regulatory risk and error trends, and increase stakeholder satisfaction