Posted By
Posted in
Banking & Finance
Job Code
1249891
LOCATION - BANGALORE
EXP- 2-5 YEARS PQE
EDUCATION - TIER 1
Designation - ANALYST
We are currently seeking an exceptionally talented individual with 2-5 years' POE with regulatory reporting, derivatives transaction reporting, preferably with an investment manager, broker-dealer, or fund administrator, to join our Compliance Department.
Education - Degree with a focus in Accounting, Finance or Computer Science
- Preferred experience with major shareholder / disclosure of interest filings, Section 13, the EU Short Sale Rule, Treasury International Capital (TIC) reports, and/or EMIR, SFTR, and Australia's OTC Derivatives Reporting Regime
- Demonstrated ability to improve processes, create efficiencies
- High proficiency in Excel and Bloomberg
- Knowledge of complex financial derivatives
RESPONSIBILITIES :
- Assist in the preparation and submission of all regulatory reports filed on behalf of the firm.
- Coordinate collecting and synthesizing data, Reports to U.S. and foreign regulators and departments, such as the SEC, CFTC, NFA, U.S. Treasury, Bureau of Economic Analysis, as well the UK's FCA, Germany's BaFin, Italy's CONSOB, and various others.
- Coordinate trade repositories, review and reconcile the data and any associated breaks in the position, including coordinating with Operations team and external broker counterparties
- Develop and document internal processes and procedures related to the firm's various current and future filing obligations.
- Keep abreast of global regulatory developments, particularly in the U.S., Asia, and Europe.
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Posted By
Posted in
Banking & Finance
Job Code
1249891