Deputy Manager - Mutual Fund Operations - CA

Education Background: Chartered Accountant

- Settlement of all trades in Equity, Gold ,SLR , Non SLR Securities and Money Market (Call, CBLO, Repo, LAF etc)

Monitor the trade exception and to put efficient checks control for timely detection the error/deviation to ensure proper reconciliation of data

- Corporate Action

- Broker empanelment and review

- Managing back-office processes in front office system BLOOMBERG AIMS

- Trade outstanding review and a strong control over the same

- Control over the Margin management for each type of security

- Liaising with Dealers, Fund managers, Registrar operations team, Custodian, Professional Clearing Member (PCM), Stock exchanges and Clearing corporations

- Liaising with the Statutory Auditors, Internal Auditors and SEBI Auditors pertaining to respective function

- Implementation of new projects and changes brought because of regulatory or business requirement.

-Support all new initiatives and new assets including system development.

- Benchmarking similar industry practices and work towards implementation of best practise

- Identifying risk and implementing effective controls for various processes

Trade Settlement:

- Understanding and executing trade settlement of all trades in Equity, Gold, SLR, Non SLR Securities and Money Market

Monitor the trade exception and to put efficient checks and control for timely detection the error/deviation to ensure proper reconciliation of data

- Corporate Action execution