Your role requires you to:
- From a local perspective, partner with support group functions that deal with a wide range of activities from the India office. Key regulatory aspects of the role include operations resilience, cybersecurity, data management, NPA, client money regime and regulatory reporting. You will also be responsible for the delivery of Compliance training (in particular, Compliance induction training) .
From a global perspective, assist the Support Group Compliance team to build its capabilities via such activities as:
- Development of a global training program
- Designing and administering a system to track the global approvals process and handling of new business proposals
- Designing and administering desk-based compliance controls
- Locating, analyzing and presenting data relevant to risk and controls assessments
- Managing global incident recording and closure
- Managing global team record-keeping and action closure
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