Compliance Role - Finance - Bank

Finance- Compliance

- To enable the bank comply with applicable regulatory guidelines through proactive collaboration with both internal and external stakeholders.

Key Responsibilities:

- Provide advice and guidance to the department at different levels on all queries related to compliance issues and assist them in understanding and addressing all applicable laws and regulations.

- Monitor and implement the existing compliance program and related activities on a continuing basis and take appropriate steps to improve its effectiveness.

- Ensure regular cadence in the reporting of progress in compliance efforts and emerging issues to the Board, Committees and Senior Management executives.

- Develop and maintain corporate compliance policies and establish compliance review procedures.

- Ensure proper documentation of procedures in the bank's compliance manuals.

- Work to establish an appropriate compliance culture throughout the firm, including the development of specialized training programs at an organizational level to enhance awareness of compliance activities.

- Identify, facilitate, and/or directly implement of changes to policies and procedures to address organizational requirements and changes in laws and regulations.

- Validate proposed transactions, considering internal guidelines as well as outside regulatory requirements to mitigate risk.

- Manage the compliance governance requirements and be in regular co-ordination with compliance department.

- Partner with Legal, Secretarial, Internal Audit, Risk and other stake holders in achieving the above objectives.

Required Experience:

- Master's Degree or professional degrees like CA, ICWA preferred

- 8 to 15 years in Banking Compliance from Private / Public Sector / MNC Banks with retail banking operations / compliance / audit department exposure.

- Any role in regulatory compliance in banks or financial services organizations preferred.