Posted By
Posted in
Banking & Finance
Job Code
1300357
Role Description:
- The role involves being updated on all compliance related requirements. The role is responsible for SEBI Compliance and any other Compliance including IT/Cyber Security
Core Responsibilities:
The responsibilities include:
- Ensure that all compliance requirements / circulars are regularly tracked
- Seek empanelled third party opinion and translate to a policy / working document as per organization needs
- Implement the required processes, either directly or working collaboratively through other teams
- Ongoing monitoring of compliance, highlight deviations and ensure timely corrective measures are taken by concerned Managers
- Handle audit observations and will be supported by empanelled third party experts
- Timely reporting to Board
Qualification/Experience:
- CS (preferable) in addition to CA
- Preferably about 1-5 years of Compliance experience in BFSI domain.
- Exposure to PMS, AIF will be added advantage
- Has worked in producing quantifiable results in a fast growing, performance oriented, team environment
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Posted By
Posted in
Banking & Finance
Job Code
1300357