Compliance Officer - RBI - Financial Services

Job Title: Compliance Officer (RBI) - Financial Services- Mumbai

Job Responsibility:

- Conduct regular reviews to ensure compliance with all applicable RBI regulations.

- Should be able to independently develop and maintain a compliance checklists, manuals, and other regulatory documentation for continuous monitoring.

- Regularly monitor changes in regulatory guidelines from RBI and other relevant authorities and update compliance processes accordingly.

- Design and implement a comprehensive compliance testing program to assess adherence to regulatory requirements.

- Perform independent testing and review of internal controls to ensure compliance with applicable RBI regulations.

- Document findings from compliance testing, prepare reports, and communicate results to the Senior Management and the Board.

- Identify, assess and monitor compliance risks across all functions and departments in the organization. Maintain and update the Compliance Risk register.

- Regularly assess the adequacy of risk mitigating controls designed and recommend enhancements where necessary.

- Conduct training sessions to raise awareness and understanding of compliance requirements.

- Collaborate with cross-functional teams to facilitate the implementation of compliance requirements.

Key Skills:

- Excellent analytical skills, attention to detail, and problem-solving abilities.

- Strong communication, report-writing, and presentation skills.

- Ability to work independently, manage multiple tasks, and meet deadlines

Mandatory: Strong knowledge of RBI regulations

Target Industry: with Banks/NBFCs/Housing Finance

Gender: Open

Experience: 4+ years of experience in Compliance roles withing financial services industry, preferably Banks or NBFC.

Job Location: Andheri East, Mumbai

Working Days: 5 days

Qualification: Full time MBA or CA/CS

Notice Period: 30 days or Immediate joiners only

Relocation candidates: No