Compliance Officer (Broking)
Job Description
Role : Compliance Officer
Core Purpose of the Role :
- Responsible for company affairs
- Represent company in legal matters
- Provide legal & compliance perspectives to businesses
- Managing compliance aspects
- Information Memorandum
- SEBI/NSE guideline
- Company law : Issuance
- Compliance Management
Looking for Qualified Company Secretary. Need work experience from compliance division in broking firm.
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