Compliance Officer - Alternative Investment Fund - Infra Business - CS/LLB

This opportunity is one of the Infra Company

JOB DESCRIPTION :

Position Title Compliance Officer (Alternative Investment Fund)

Job Description

- Business / Function GEPL

Department / Sub Department : Finance

Designation : Manager

Job Responsibility :

Location : Hyderabad

1. JOB PURPOSE :

- Company has created an AIF i.e. Innovation fund and is in process of creating 2 more funds to meet its future investment opportunities.

- The Compliance officer will be responsible for compliance of all regulation of SEBI in relation to investment and reporting from time to time to SEBI.

- He/She will assist the GM in all documentation /Compliances of lnvestee Companies/ investors

KEY ACCOUNTABILITIES:

Accountabilities Key Performance Indicators

1. Compliance of all regulation of SEBI in relation to investment and reporting from time to time to SEBI. Quarterly / time to time reporting & keep the record for audit

2. Documentation and Compliances of Investee Companies/ investor's and keeping the record and compliance with investor and investee agreement of AIF

Record keeping and timely reporting

3. Maintenance of KYC of investors and time to time reporting about fund progress. Record keeping

4. Accounting, Taxation, and related compliances Audit reports

5. Review of investment in periodic interval and risk analysis. Reporting

6. Distribution of income into various stakeholders. Reporting

INTERACTIONS:

External - Roles you need to interact with outside the organization to enable success in your day to day work

Internal - Roles you need to interact with inside the organization to enable success in your day to day work

1. Investors, Investment Manager, Trustees, Settler 1. GHB Members, GEPL, Investment Committee

2. SEBI / Other regulatory authorities 2. GEPL Finance Team and Legal Team

3. External Auditors

DIMENSIONS:

Financial Dimensions

- Manage compliances for all the AIFs estimated as total fund size of 650 Cr

Other Dimensions:

- This role reports to GM and he must possess independent / self-initiative contemplating possible issues and taking care of them and timely reporting to SEBI & other agencies. He also possess knowledge about FDI and FEMA regulations.

SKILLS AND KNOWLEDGE:

Educational Qualifications:

- Company Secretary or LLB

Relevant and total years of Experience:

- 8-10 years' experience with sound knowledge of SEBI and Companies Act with exposure to AIF operations, FDI

regulations / FEMA regulations to handle investments from overseas.