Compliance Head - FinTech Startup

Fintech startup with a focus on helping people to invest their money in a better way

Role: Compliance Head

Exp: 10-14 yrs

- Oversee the implementation, review and periodic update of Compliance Policy, including policies and procedures, prescriptions in Compliance Manuals, internal codes of conduct, etc.

- Ensure compliance of regulatory/supervisory directions given by RBI

- Disseminating regulations to business and support function and provide ongoing advisory services to ensure that the FinTech organisation operates in accordance with all regulatory and legal requirements

- Designing and implementing measures to reduce the level of compliance risk.

- To manage the relationship with the regulators

- To ensure legal / compliance diligence for new customers/vendors on boarding: KYC, Intelligence checks and AML verifications

Exp to Fintech startup will be preferred

Location: Mumbai, Blore, Ahmedabad