Compliance Advisor - Treasury - Banking

Compliance Advisor- Treasury_ Banking_ Mumbai

Regulatory Guidance:

- Providing regulatory guidance on various business structures and transactions pertaining to the treasury and PD operations.

Review of Product and Process Notes:

- Reviewing various product and process notes pertaining to the treasury and PD operations of the Bank from a regulatory point of view.

Interacting with the Regulators:

- Regularly interacting with the regulators to seek clarifications on guidelines or representing various business proposals for their approval.

Implementation of latest regulations:

- Ensuring that the action points from the latest regulations are shared with the concerned stakeholders and the same are implemented within regulatory prescribed deadlines or within suitable time in absence of any regulatory prescribed deadlines.

Compliance Testing/ Review:

- Undertake Compliance review / testing of Financial Market Products and other areas

Submission of Notes to the Board / Board level Committees:

- Ensuring that various compliance related notes are prepared and submitted to the Board / Board Level Committees on a timely basis either through placing it in the meeting or through circulation.