Company Secretary - SEBI Regulation

- Independently interact with clients and advise them on compliance under :

(a) Companies Act, 2013

(b) Foreign Exchange Management Act, 1999

(c) SEBI Regulations such as SEBI (Listing Obligations and Disclosure Requirements) Regulations, SEBI (Prohibition of Insider Trading) Regulations etc., and

(d) other entity level corporate compliance

- Assist clients with their routine procedural requirements under the Companies Act, 2013 (such as conduct of Board and shareholder meetings) and other statutory obligations (such as maintenance of minutes books, statutory filings, maintenance of statutory registers, etc.)

- Assist clients with their procedural requirements under the SEBI Regulations and FEMA/ RBI Regulations

- Advise and assist clients with respect to non-routine initiatives under the abovementioned legislations such as compounding application, approval applications, etc.

- Interacting with regulators such as regional offices of Ministry of Corporate Affairs (MCA), SEBI and RBI

- Conduct due diligence on companies with respect to their corporate compliance under the abovementioned legislations

- Engaging with clients and part of developing client relationship

- Creating and/or following up on pursuits and converting them to business engagements

- Supervising a group of individuals in the team and meeting their training and development requirements