Posted By

107

JOB VIEWS

23

APPLICATIONS

10

RECRUITER ACTIONS

See how you stand against competition

Pro

View Insights

Posted in

Legal

Job Code

1506610

Company Secretary - Compliance & Administration - Fund Management Segment - LLB/LLM

caution
3 - 5 Years.Mumbai
Posted 3 months ago
Posted 3 months ago

We are hiring for the role of a Compliance and Administration for the fund. The candidate will be responsible for ensuring the fund compliance with applicable laws and regulations.

Responsibilities:

Fund Compliances:

- Ensuring one-time regulatory registrations and their regular filings

- SEBI quarterly filings and other compliances. Periodic compliances towards trustees - monthly, quarterly and annual CTR compliances

- Maintaining & updating policies and SOPs and related documentation

- Updating of PPM and Contribution Agreement. Co-ordination for

- Co-ordination for yearly PPM Audit, merchant banker certificate for consolidated changes in PPM and portfolio valuation

- Any other compliances

Fund Administration and Operations:

- Onboarding investors and their KYC

- Sending out drawdown notices, statement of accounts and other reporting to investors

- Corporate action for allotment and redemption of units

- Seeking investor's consent for changes to memorandum/contribution agreement

Investment Manager's Compliance (LLP):

- Drafting and maintaining LLP minutes and other statutory records. Issuing CTC resolutions

- Changes to charter document such as LLP deed

- POSH compliances and annual filings

Deal Support:

- Support investment team in drafting, maintaining IC notes, minutes and approvals.

- Drafting / reviewing investment resolutions for the deal

- Compliances with the Trustee

Portfolio Monitoring:

- Ensuring secretarial compliances with respect to investee companies from fund perspective.

Required Qualifications / Skills:

- Company Secretary, law degree will be an added advantage.

- 3-4 years' experience handling compliances for AIF and/or a leading trustee company.

- Well versed with the AIF regulations, Company Law, LLP, FATCA compliances.

- Curiosity and interest in staying up to date with AIF developments.

Didn’t find the job appropriate? Report this Job

Posted By

107

JOB VIEWS

23

APPLICATIONS

10

RECRUITER ACTIONS

See how you stand against competition

Pro

View Insights

Posted in

Legal

Job Code

1506610

UPSKILL YOURSELF

My Learning Centre

Explore CoursesArrow
Apply on the go!

Download the iimjobs app to
apply for jobs anywhere, anytime

apple

Download on

App Store

playStore

Get it on

Google Play

appPromoQr

Scan to Download