Chief Manager - Compliance - CA/CS/LLB - Financial Services

Our Client is a leading player in Financial Services Industry.

Position : Chief Manager Compliance

Location - Mumbai

Experience : 6-8 years

Qualification : CA/ CS/ LLB

- Responsible for compliance with internal guidelines as well regulations applicable to business including regulatory reportings, regulatory audits and inspections, training and awareness, providing proactive and expert compliance advisory service

- Assist management in identifying and assessing the compliance risks associated with the business activities, proposed activities and client relationships

- Development as well as assessment of adequacy of policies and procedures and other documents governing business activities to ensure compliance with applicable business regulations

- Promptly alert senior management / GCG to significant compliance issues as well as periodically report to senior management / GCG on the effectiveness of the Company's compliance program

- Keep abreast of regulatory developments or other matters affecting the business activities, systems and controls and Communicate changes to policies, procedures and regulatory requirements and oversee implementation thereof

- Partnering, as appropriate, with business and support groups to manage relationships with regulators and assist with the Company's response to regulatory investigations

Sucheta Bhilare
Vitasta Consulting Pvt. Ltd
Mumbai
Ph : 022-15476846