Chief Manager/AVP - Compliance

Role & responsibilities :

1. Liaison with/regulatory communication with Internal and External stakeholders

2. Automation of Compliance processes/ reports and deliverables of business requirement

3. To ensure Businesses processes, policies, documentation to be compliant

4. Timely response to business requirements/resolution of queries

5. Create compliance culture within organization

6. Ensuring Corporate Governance/ Regulatory Compliance at entity level

7. Handling Regulatory Inspection

8. Team Handling experience is a must.

9. Regulatory Inspection of RBI/NHB for Group companies, Replying to Inspection letters / observations, Show Cause Notices (if any) and ensuring implementation of lapses / advised or observed in the inspection.

10. Ensuring that the company is following the relevant guidelines complying the regulatory requirements for group companies.

11. Interaction / Communication with Regulatory Authorities (RBI/NHB/FIU)

12. Providing timely clarifications on queries raised by business / Product / policy teams on various regulatory matters with respect to Retail Asset Loans of NRI (FEMA), Personal Loan, SME loans, PSL classification, KYC & AML, Securitization, Warehouse Receipt Funding (WRF) etc.