Chief Compliance Officer - Financial Services Firm

Chief Compliance Officer (CCO) - Top Financial Services Company

Job Description - Hiring a Chief Complaince Officer for a Top and well established Indian Financial Services company. Minimum 15+ years of experience in Indian Financial Services companies with strong understanding of RBI regulations

Client Details: Our client is one of the Leading Well established Financial Services setup in the Indian market

Description:

1. Develop, implement, and maintain comprehensive compliance policies, procedures, and controls in accordance with applicable laws and regulations.

2. Conduct regular compliance risk assessments and audits to identify areas of non-compliance and recommend corrective actions.

3. Keep abreast of changes in regulatory requirements and assess their impact on the company's operations, providing guidance and recommendations to senior management.

4. Establish and maintain effective communication channels with regulatory authorities, ensuring timely reporting and resolution of compliance issues.

5. Provide leadership and guidance to the compliance team, fostering a culture of integrity, accountability, and continuous improvement.

6. Collaborate with internal stakeholders, including legal, risk management, and business units, to ensure alignment of compliance objectives with business goals.

7. Conduct training sessions and workshops to educate employees on compliance requirements and promote awareness of ethical standards and best practices.

8. Monitor and review compliance-related incidents, investigations, and complaints, taking appropriate actions to mitigate risks and prevent recurrence.

9. Prepare and present regular reports to the board of directors and senior management on compliance activities, issues, and trends.

Profile:

1. Minimum of 15 years of experience in compliance roles within the financial services industry, with a focus on banking or non-banking financial companies (NBFCs).

2. Proven track record of designing and implementing compliance programs that effectively address regulatory requirements and mitigate risks.

3. Thorough understanding of relevant laws, regulations, and guidelines governing the financial services sector in India, including but not limited to RBI regulations, SEBI guidelines, and Anti Money Laundering (AML) laws.

4. Strong leadership skills with the ability to influence and engage stakeholders at all levels of the organization.

5. Excellent analytical, problem-solving, and decision-making abilities, with attention to detail and accuracy.

6. Exceptional communication and interpersonal skills, with the ability to articulate complex compliance issues clearly and concisely.

7. Professional certifications such as Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist (CAMS) would be advantageous.

Job Offer:

- Leadership Role

- Meritocratic Culture

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Shubham Kathuria on +91 124 452 5406. The Apply Button will redirect you to website. Please apply there as well.