We are having an opening for Chief Compliance Manager with an MNC NBFC. Position based at Mumbai Kindly find the details below  Company: NBFC (MNC)  Designation: Chief Compliance Manager   Position Description:  (Purpose): The incumbent will be responsible for independently handling and responsible for all matters relating to Compliances in the Company.  Reporting to: Chief Executive Officer, MLRO   Main Responsibilities: 	 - To ensure the compliance with all the laws applicable to the company  - To monitor and report to MLRO / Board of Directors about adherence of rules and regulations stipulated by Regulatory authorities such as RBI, SEBI, FEMA, Income Tax etc   - To ensure RBI guidelines/circulars applicable to NBFCs are adhered to  - To ensure FEMA guidelines for Authorised dealers  - To ensure timely filing of all statutory forms and returns whether periodic or otherwise of ROC, RBI, Income Tax, Service Tax, PF, Gratuity, etc  - To prepare and file reports, investment limit monitoring, monitoring employee transactions, vetting of business communications etc  - To comply with all the local laws of the offices of the company viz. shops and establishments  - To set up systems and processes for periodic reporting.   - To ensure the compliance in IT department viz. software licenses etc.  - To ensure compliance w.r.t. Branch opening, Vendor/DSA appointment etc  - To advise / guide the operational function and formulate the instructions for mitigating such risk  - To collect and disseminate the new compliance requirements frequently.   - To oversee / conduct training programmes  - To conduct periodic Compliance Audit   Position Requirements:	  - CS & CA/LLB/LLM   - 8+ years of experience in Banking / NBFC / Financial Institution Multi Language capability would be an advantage  Mandatory Certification: CAMS

Mumbai

Chief Compliance Manager - NBFC 

Chief Compliance Manager - NBFC  ,Job Description for Chief Compliance Manager - NBFC  in IKYA Human Capital Solutions Ltd in  Mumbai for (8-18) years of experience. Apply Now!

Job Description for Chief Compliance Manager - NBFC  in IKYA Human Capital Solutions Ltd in  Mumbai for (8-18) years of experience. Apply Now!