AVP - Trade & Settlement Operations - Broking Industry

The position holder shall be responsible for:

- Performing trade reconciliations and ad-hoc reporting to mitigate risk and increase issue transparency.

- Possessing knowledge of Trade and Securities settlements, Equity, Equity Derivatives, Currency Derivatives and SLBM.

- Participating in Global Wealth Management initiatives/projects those created within the Settlements team.

- To perform the day-to-day operations to deliver quality service to internal / external clients within established service levels.

- Ensuring all internal controls / procedures are compiled at all times and update SOP on a timely basis whenever necessary.

- Ensuring timely and accurate completion of settlements and no loss to the organisation.

- Tracking all exchange circulars and implementing them on timely and accurate manner.

- Participate in the development and implementation of new systems, products, and markets.

- Handle enquiries received from clients, dealers, business / support partners via emails and phone.

- Process daily payments, trade confirmations, regulatory reporting, fund transfers.

- UAT testing and development of new products requirements from business.

- Participate in projects and ad-hoc tasks assigned from time to time.

- Team planning, management reporting, review processes, etc. Managing a team of 3-4 individuals.

- Handling completely statutory and exchanges audits.

Academic Qualification and Experience:

- Academic Background: Minimum graduation, PG preferred

- At least 10-12 years of experience in BFSI (Broking Industry Preferred)

- Experience in middle / back-office management with broad understanding of product management and the ability to spot and develop / revise process and procedures to improve the overall efficiency if the business and operations is an advantage