AVP - SOX Audit - Asset Management Firm

Currently hiring for client based in Mumbai, looking for Mumbai based applications only.

Co Name: Leading Asset Management firm

Designation: AVP

Experience: 9+yrs

Requirement: candidates with 9+yrs of experience into Sox Compliance/ Internal Audit/ Control and assurance for Asset Management, Fund Accounting or Valuation process.

Salary: As per co norms

Role: Participates in the development and execution of test plans, and assists those that perform tests as needed

- Performs testing of internal controls in accordance with annual SOX audit plan

- Assists in documenting the company's process flows, policies, and controls

- Provides input in scoping and planning the timing of the company's SOX activities

- Coordinates SOX testing with other departments, locations, divisions, and external auditors, including senior management

- Prepares and submits reports on the results of SOX audit, recommending improvements in policies, procedures, and operations

- Communicates status of audit results to management

- Assisting in the identification of the controls

- Execute comprehensive audits as team leader

- Report findings to executive management