Posted By
Posted in
Banking & Finance
Job Code
1434974
- To ensure day-to-day regulatory and investment compliances under AIF, PMS and MF Regulations issued by SEBI and other authorities
- To ensure compliances of various offshore businesses under the relevant laws
- To prepare and review various Compliance reports for submission to Board and SEBI.
- To handle end-to-end work related to new product launches under AIF and PMS and to the extend required, for Mutual Fund as well including preparation of PPM, Contribution Agreements, Disclosure Documents, SID/SAI/KIM.
- To liaise with the Regulators for new products/licenses as well as for ad-hoc requirements
- To keep update on regulatory changes, orders, guidelines etc. and provide guidance to internal stakeholders.
- To coordinate and review periodic data required by SEBI, APMI, IVCA, RBI etc.
- To assist in automation projects of various compliance activities.
- To coordinate for data & information required for SEBI Inspection, Statutory and Internal Audit.
- To oversee compliance with Employee Dealing Guidelines, Code of Conduct and undertake review of transactions as per PMLA Regulations.
- To prepare and coordinate for release of statutory notices and addenda.
- To draft and oversee compliance with internal Bandhan AMC policies.
- To provide appropriate training to the Employees of the company.
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Posted By
Posted in
Banking & Finance
Job Code
1434974