AVP - Regulatory Reporting - Financial Services

 Responsibility / Knowledge / Requirements:

- Understanding of regulations and interpretations like Form PF & CPO PQR reporting,AIFMD /Annex IV & SFTR (Knowledge of Regulatory Framework) 

- Reviewing & validating various regulatory reports that are required for submission/filings to Identify potential compliance risks and effectively escalate to appropriate individuals 

- Hands on experience in filing these reporting for large clients and good understanding of multiple asset classes and fund accounting 

- Individual will be responsible for obtaining data from Fund managers for preparation of regulatory filing requirements 

- Should analyse the data and prepare the report including uploading and validating data where required and investigation of any ad-hoc issues

 - Continuously liaising with the fund managers for consulting the regulation related queries

 - Should monitor the regulatory updates from the SEC (Securities Exchange Commission), NFA (National Futures Association), ESMA etc 

- Should interpret the regulations and ensure the system has been upgraded accordingly

 - Responsible for the development of system automation. 

- Monitor and stay knowledgeable of industry, regulatory, and accounting developments and issuance of new reporting requirement standards

 - Ensure quality assurance is integral across all deliverables to ensure reporting is in compliance with the regulations

 - Good understanding of DTCC - GTR and Una Vista functionaries

 - High level of numeracy and literacy, attention to detail and well developed analytical skills - Excellent communication and presentation skills and ability to communicate across multiple regions.