We are looking for AVP - Middle Office with experience in Forex operations for one of the fortune 10 company .
Please find the job description for the position of AVP - Trade Control
Location :- Delhi -NCR
As discussed, please find the job description for the position of AVP - Middle Office (Trade Control)
Essential Responsibilities
- Implement and manage trade control activities to support Treasury's debt, derivatives & FX operations.
- Ensure operational practices are in compliance with relevant risk standards, policies, and regulations to maintain an effective control environment.
- Project manage and Interface with the following internal groups - Risk management, Audit, Controllers, Compliance, Legal (as necessary)
- Develop, implement, oversee, and execute on Trade Control initiatives that focus on key risks and evaluate the effectiveness of the mitigating controls.
o Perform management reporting and engage leadership team on appropriate actions.
Coordinate trade management's new product introduction process
- Validate and review controls in light of key business projects, business changes, and operational events. (E.g. Migrations, New Product, System Implementations, etc.)
- Evaluate accuracy and completeness of CSA (Control Self Assessments). Perform gatekeeper function for periodic SOX attestation. Ensure internal/external audit issues documented and remediated.
- Responsible for the content, consolidation, and distribution of the following monthly Risk and Control reporting.
- Control Self Assessments
- Breaches, Incidents, Errors, Fines, and/or Losses
- Audit follow-ups
- Quality assurance
- Monitor weekly and monthly production risk metrics.
Core Skills
- Minimum 3 years regulatory or Demonstrable controls awareness experience within a financial institution e.g. through working within an audit type role.
- Strong interpersonal and influencing skills, with the ability to establish credibility and strong partnership with senior business partners.
- Knowledge or experience of relevant regulatory requirements and their practical application in operational process or product features.
- Knowledge of Debt and Derivative instruments, including understanding of fixed income markets and associated financial products and use in risk management, market data, trading, risk management and settlement processes/ systems.
- Excellent business judgment and strategic thinking.
- Proven ability to communicate effectively at all levels both orally and in writing.
- Strong analytical ability & presentation skills.
- Strong influencing and negotiation skills.
- Proven in-depth PC skills.
- Self-starter and strongly motivated to achieve higher standards over time.
Desired Skills
- Prior work experience in Finance, Capital Markets or Treasury preferred
- Prior experience in Audit, Risk or Controls background preferred
- Strong interpersonal & communication skills, can-do-attitude / self-starter
- Prior experience with Wallstreet systems is desired.
Number of years of experience required
- 4-10 years
If you are interested please revert back with your updated resume at hrsynergy.placements@gmail.com so that we can take the process further.
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