AVP - Legal Entity Control

Job Description :

- Responsible for stabilizing and consolidating migrations, improving processes, and significantly delivering process efficiencies / review model.

- Lead a team responsible for key broker / dealer entity controller ship function

- Liaising with the entity Controllers and Consolidation group. Includes having an understanding of financial reporting and consolidation process.

- Needs to understand the Business and Structure of the Legal Entities assigned.

- Production of the monthly and year-end US GAAP Financial Statements. This includes P&L, BS, Off BS reporting, various schedules & disclosures as per the Regulatory requirement.

- Financial statements are complete, accurate, prepared in a timely manner, and are in accordance with GAAP on a legal entity and a consolidated basis.

- Promotes continuous improvement and innovation in others and ensures the best ideas get translated into action

- Implements quality assurance practices to ensure accuracy, quality and timeliness of team output

- Provides guidance and support for others on how to exceed stakeholders expectations

- Drives and develop productivity improvement initiatives

- Accountable for team compliance with the financial control framework

- Identifies and drives improvements in the implementation of the financial control framework across areas of responsibility

- Accountable for addressing control weaknesses to reduce the potential for operational incidents

- Ensure proper training of the team members and provide direction wherever required. Focus on execution

- Ownership of key controls supporting the General Ledger and other reporting applications including managing the SOX compliance.