We have Opportunity with one of leading Fund House / PMS House as AVP Legal based in Mumbai.
Job Profile :
- Responsible for handling all Legal & Secretarial functions for various business divisions at a Group level
Responsibilities:
- Timely plan, convene at regular intervals and to finalize agenda and minutes of Board and various Committees of the Companies under the group
- Plan, organize & arrange AGM / EGM and preparation of Annual Report of the group and all other Companies under the group
- Independently drafting and vetting various agreements entered with clients, business associates, vendors, service providers, land lords, service level agreements with asset management companies, institutional clients and other third parties.
- Preparing/vetting of various MOU, agreements/application forms and other documents in respect of business segments. Drafting/review of contracts and agreements relating to day to day operations including leave and licence, trademarks,copyrights and other intellectual property matters.
- Coordinate all legal matters pertaining to functions carried out by the entities. Interaction with advocates, solicitors and consultants.
- Assisting in day to day risk management of each business segment and ensuring that all guidelines are implemented in respect of various activities. Bringing the deviations, if any, to the functional heads and facilitating prompt rectification.
- Conduct independent compliance audit or assist in the same.
- Keep abreast of judgments passed by various High Courts, orders passed by the regulatory bodies like SEBI/RBI/Company Law Board etc,and advise the Company about the implications.
- Assist in ongoing compliance requirement for international and domestic structures, assist in due diligence process for any M&A or Strategic tie-up etc.
Functional Skills Required
- Computer Proficiency (MS Word, Excel)
- Presentation Skills
- Report Writing & Documentation
- Sound Knowledge on Key Regulations: SEBI, Brokers, Mutual Funds, Company Act etc
Work Experience in Financial Industry: 7-11 Years
Qualification: CS + Law (Mandatory)
Age Group: 30 - 35 years
Arjun S
Nexus Consultants & Services
Tel:022-9029088025.
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