AVP - Legal & Compliance - BFSI

AVP Legal & Compliance

Roles & Responsibilities:

- Will be responsible for all the matters relating to Regulatory Compliances, Legal and Company Secretarial streams of the organization.

- Liaison with RBI and other regulatory and other statutory / legal bodies for various Regulatory and other matters including but not limited to RBI Regulations, RBI reporting, Companies Act, 2013, etc.

- Organize the Board/committee/shareholders' meetings and manage the stake matters with the Board of directors and investors of the Company.

- To act as Company Secretary of the Company and discharge all company secretarial matters.

- Drafting and Reviewing of various Polices and ensuring Board/Audit/ internal approval as per the requirements

- Drafting, Review and Monitoring of RBI escalated complaints and Ombudsman matters.

- Audits; Continuous engagement with various Business and support functions for review of various process and policies.

- RBI Inspection; Assisting in RBI inspection incl. obtaining data from various business, review of the data before submission, drafting of response related Inspection observations, Board notes, etc.

- Learning & Development ; Knowledge Series, Test and learnings for AML-KYC, Fair Practice Code, Data Privacy, Do's & Don'ts's, etc.

- Shareholder's Agreement, Subscription Agreement ; knowledge of related legal provisions, due diligence and documentation

- Preparing documents to updates management on any regulatory changes impacting the company, Policy benchmarking and Regulatory updates and actionable of Peers.

- Draft/vet all agreements and negotiate the legal documentation across partners and contracts

- Steer compliance guidelines and controls for all regulatory requirements including RBI, Companies Act, etc.

- Institutionalize the Legal document and process digitization

- Support the Treasury initiatives, Fundraising documentations for the organization

Technical Competencies:

- Strong understanding of current regulations affecting NBFC (especially NBFC-SI)

- Knowledge on Audits & Statutory compliances, Strong understanding of current regulations affecting NBFC companies

- Good knowledge of RBI and IRDAI regulations, Companies Act and other Corporate Laws

- Regulatory Compliance, Corporate Law, CS, Legal Jobs in BFSI.

- Experience on legal and compliance matters with NBFC-SI can be an added advantage

Qualification: Passed Company Secretary Professional Examination & LLB with 8-12 years' experience