AVP - EMEA/APAC Regulation - Banking

Good experience of the APAC and Middle East regulatory landscapes

Role requires a strong technical understanding of regulatory subject matter relevant to transaction Banking, Wholesale Lending, and International Corporate Banking, along with knowledge of the end-to-end regulatory life-cycle.

It involves commercial and technical understanding of Transaction Banking and Wholesale Lending products across various jurisdictions, and prior experience in regulatory or technical analysis of requirements.

.Job Description:

Purpose of the role:

To assess the integrity and effectiveness of the banks internal control framework to support the mitigation of risk and protection of the banks operational, financial, and reputational risk.

Accountabilities:

- Collaboration with various stakeholders across the bank and business units to improve overall control effectiveness through detailed documentation of control assessments, procedures, and findings.

- Identification and investigation of potential weaknesses and issues within internal controls to promote continuous improvement and risk mitigation aligned to the bank's control framework, prioritised by its severity to disrupt bank operations.

- Development of reports to communicate key findings from risk assessment including control weaknesses and recommendations to control owners, senior management, and other stakeholders.

- Execution of reviews to determine the effectiveness of the bank's internal controls framework aligned to established and evolving policies, regulation, and best practice.

- Implementation of adherence to the Controls Framework and set appropriate methodology of assessing controls against the Controls Framework.

Assistant Vice President Expectations:

- To advise and influence decision making, contribute to policy development and take responsibility for operational effectiveness. Collaborate closely with other functions/ business divisions.

- Lead a team performing complex tasks, using well developed professional knowledge and skills to deliver on work that impacts the whole business function. Set objectives and coach employees in pursuit of those objectives, appraisal of performance relative to objectives and determination of reward outcomes

- If the position has leadership responsibilities, People Leaders are expected to demonstrate a clear set of leadership behaviours to create an environment for colleagues to thrive and deliver to a consistently excellent standard. The four LEAD behaviours are: L - Listen and be authentic, E - Energise and inspire, A - Align across the enterprise, D - Develop others.

- OR for an individual contributor, they will lead collaborative assignments and guide team members through structured assignments, identify the need for the inclusion of other areas of specialisation to complete assignments. They will identify new directions for assignments and/ or projects, identifying a combination of cross functional methodologies or practices to meet required outcomes.

- Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues.

- Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda.

- Take ownership for managing risk and strengthening controls in relation to the work done.

- Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function.

- Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategy.

- Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises (in other areas, teams, companies, etc).to solve problems creatively and effectively.

- Communicate complex information. 'Complex' information could include sensitive information or information that is difficult to communicate because of its content or its audience.

- Influence or convince stakeholders to achieve outcomes.

To be successful as a AVP Controls Business Partner you should have experience with:

- Role requires a strong technical understanding of regulatory subject matter relevant to transaction Banking, Wholesale Lending, and International Corporate Banking, along with knowledge of the end-to-end regulatory life-cycle.

- It involves commercial and technical understanding of Transaction Banking and Wholesale Lending products across various jurisdictions, and prior experience in regulatory or technical analysis of requirements.

- The role demands comfortability in working across a multi-jurisdictional portfolio.

- Extensive experience in senior stakeholder management is necessary, including the ability to communicate internal control concepts clearly in a business context and reporting lines and relationships across multiple disciplines.

Some other highly valued skills may include:

- Good understanding of the APAC and Middle East regulatory landscapes.

- Experience of designing, communicating & implementing internal control policies.

- Proficient in use of MS Office applications (Outlook, Word, Excel, PowerPoint).

- Experience in projects in regulatory environment.

You may be assessed on the key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills

Location - Noida.