Posted By
Posted in
Banking & Finance
Job Code
397207
AVP-Compliance
We are hiring for AVP-Compliance role based with a reputed NBFC in Gurgaon
Technical competencies required :
- Regulatory management including timely follow up and reporting on compliance matters.
- Good working Knowledge of regulatory guidelines pertaining to NBFC & retail assets matters.
- Experience, preferably in middle / senior level management in the Banking and Financial Services in handling compliance and dealing and interactions with regulators especially RBI
- Follow up with and regular visits to RBI and interactions with them for appointments, approvals and clearances, data submissions for the company and for LoBs when required.
- Ground level Co-ordination during Regulatory inspections/ verifications and follow up for compliance on their reports, or if any.
- Co ordination for group level compliance with compliance team at LoBs
- Managing Routine business referrals on compliance related queries
- Reviewing and Managing CTR system ( compliance test report )
We want candidates profiles of regulatory compliance more specifically with RBI and experience in NBFC/ Commercial Bank/ Forex compliances
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Posted By
Posted in
Banking & Finance
Job Code
397207
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