Auditor - Regulatory Compliance - EMIR/Dodd Frank - Investment Bank

We have an opportunity with investment bank in Bangalore.

Location - Bangalore.

Exp-6-10 yrs

- Lead client audit engagements, which include planning executing, directing, and completing financial audits.

- Develop and implement accounting principles and accounting and reporting rules applicable to financial statement presentation.

- Supervise, train and mentor Associate and interns on audit process.

- Research and analyse financial statement and audit related issues.

- Responsible for client management, research and gather information, resolve problems, and make recommendations for business and process improvements.

- Supervises junior auditors assigned to engagements providing guidance and overall review of deliverables

- Review the evidence of audit conclusions are ensure they are well-documented

- Communicate assigned tasks to engagement team in a manner that is clear and concise and ensure the deliverables are of high quality, accurate, and efficient

- Dedicate focus on professional growth and take on more challenging assignments, in line with standard audit career progression - Updates job knowledge by being aware of new regulations; participating in educational opportunities; reading professional publications; maintaining personal networks; participating in professional organizations

- Banking operations with focus on Corporate & Investment Banking, Trade Services, and Securities Business.

- Fair understanding on the Banking regulations such as Dodd Frank regulation, EMIR, Volckers regulation

- Fair understanding of the statutory and regulatory norms applicable to banking business

- Annual risk assessment and audit planning

- Quality initiatives within audit function

- Working on multi-location regional and global audit with large team.

- Working on Integrated audit

- Monitoring audit recommendations

- Statutory and regulatory norms applicable to banking business