Audit Manager - Wealth Retail Management

- To act as a Team Member and/or Team Leader on assigned audit work primarily in Wealth Retail Banking - Small and Medium enterprises and take responsibility for overseeing the planning, execution and timely deliverable of the audit. Support in department wide exercises such as annual planning, Issue validation, risk assessment, handling regulatory requests and training. Processes

Key Responsibility:

- Support the HOA and SAMs where required, in the development of the GIA risk assessment and development of an appropriate audit plan for the HOA's assigned portfolio;

- Propose audits for coverage during the audit cycle based on their knowledge of the business; and

- Carry out their role in line with the Audit Charter and remain independent from management and free from interference.

- Assist the HOA to effectively manage the cost of assigned audits within the allocated budget for audit engagements.

- Identify opportunities for efficiencies within audit work.

- Participate as team member or team leader for assigned audit work and potentially lead the more complex audits such as cross-functional and multi-location high risk audits;

- Ensure that audit deliverables meet quality standards and timelines in line with the GIA methodology;

- Draft and submit inputs to the audit scope (including the Audit Planning Memo and Process Risks ControlsMatrix) proposed by the Audit Lead;

- Assist in the drafting of the audit report in the GIA report review process; and

- Track the implementation/delivery of the agreed issues and action plans for the audits assigned, understandingthe key risks arising, provide advice on resolution of issues to auditees/action plan owners and escalate auditfindings that remain unresolved.

- Demonstrate proactivity and positive engagement during team sessions;

- Influence change within the department by highlighting potential enhancements;