Responsibilities :
Financial Reporting Specific :
- Manage relationships with client companies, making sure that requests are being met and that clients are satisfied with the level of service.
- Monitor day-to-day management of team members and actively manage and maintain successful long-term relationships of assigned clients, and proactively escalate issues to Unit Head
- Collaborate with appropriate teams globally to ensure consistent service delivery, client solutions and client satisfaction.
- Provide coaching and development opportunities to staff and responsible for completing and delivering PPRs on time
- Make effective recommendations to hire, discipline, control work, determine promotions, and terminate employment.
- Manage the implementation of all standard practices, processes, tools, etc. and initiatives and technology enhancements, while assessing operational effectiveness and making suggestions to streamline functions
- Contribute to enhancing our regulatory standing and execute on critical regulatory and control management plans, including those contributing to the successful execution of ORI initiatives.
- Proactively manage risk at the business level. Ensure appropriate procedures are in place for team, recommend additional controls and risk management strategies.
- Responsible for client communication and implementation of new regulatory requirements/disclosures that impact the financial statements
- Perform 1st, 2nd, risk-based and targeted reviews on client financial statements, NQ, Form N-MFP, N-SAR, etc.
- Ensure all regulatory filings are made on time
- Other duties as assigned
Qualifications :
- Equivalent to a B.S. degree in Accounting, Business, or related field. CPA or MBA is preferred.
- 13+ years of experience in mutual funds accounting, compliance, auditing or related business activity.
- Strong financial reporting, regulatory compliance and tax skills.
- Ability to develop business relationships, both within and outside of the organization.
- Excellent interpersonal, organizational and communication skills.
- Knowledge of SEC, IRS, and general ledger accounting requirements and laws as they apply to investment companies, Trusts, Partnerships and other fund structures services by GISG.
- Strong problem resolution and analytical skills.
- Computer proficient.
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