1. Responsible for compilation of various reports / information for submission to various regulatory, statutory and other internal authorities (RBI, SEBI, AMFI, AMC/Trustees, Des Moines) and filing of the same in a timely manner. 2. Review of marketing literatures and communications 3. Preparation of Scheme literature and co-ordinating with various functions for the information and approvals 4. Tracking and drafting of report for dissemination of any new statutory guidelines affecting the business. 5. Responsible for liasioning with Internal and SEBI auditors, and provide satisfactory response relating to compliance issues 6. Compliance with other internal policies of the company. 7. Assisting the compliance officer in all the activities as may be required 8. Perform other job-related duties and special projects as required. 9. Tracking and coordinating for SEBI orders.

Mumbai

Associate Manager - Compliance - Asset Management Firm 

Associate Manager - Compliance - Asset Management Firm  ,Job Description for Associate Manager - Compliance - Asset Management Firm  in Zalent HR in  Mumbai for (4-8) years of experience. Apply Now!

Job Description for Associate Manager - Compliance - Asset Management Firm  in Zalent HR in  Mumbai for (4-8) years of experience. Apply Now!