Associate - Compliance - BFSI

The Team Member (TM) responsibilities will include but not limited to quality assurance (QA), reviews, ad-hoc tasks related to compliance activities.

This person will have the following responsibilities :

- Perform monthly reconciliation of employee attribute and identify discrepancies in the attributes across Team Members, so that updates are made in the system of record

- Perform QA review on the URLs included in business Supervisory Principal Compliance Procedures; Supervisory Principal Compliance Guidelines applicability review for various teams in CIB business

- Perform a daily archiving of reports as used by Surveillance team

- Ad-hoc tasks as assigned

- Maintain procedures and keep them up to date

- Keep the metrics up to date for governance reporting