Posted By
Posted in
Banking & Finance
Job Code
484636
- Trade Monitoring and Surveillance function undertakes a program of risk based surveillance to monitor compliance with regulatory and internal policies, standards and procedures.
- The analyst supporting this function will be responsible for conducting daily surveillance of Nomura's trading activities across Equity, Fixed Income, Derivatives and F/X products report to senior management wherever applicable
- The employee will be primarily focused and responsible to monitor and conduct surveillance activities for potential Market Abuse in F/X products ranging from spot, forwards swaps and derivatives etc.
- Escalate appropriately cases for potential market abuse and assist in investigations
- Participate in UAT of upgrade and new models in surveillance systems
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Posted By
Posted in
Banking & Finance
Job Code
484636