Assistant Vice President - Research Business Management Team - Investment Banking

Job Title : Assistant VP - GRC BM

Location : Mumbai

This role is within the Research Business Management team and is focused on executing Risk and Control activities.

- The person will focus the majority of their time operating daily, weekly, monthly, and quarterly control tasks.

- The controls operated will cover key risks for the Research department, including: Information barriers, management of conflicts of interest, and cross border rules.

- The role requires significant interaction with the wider Research Business Management Team Globally, and with Research Compliance

What will you be doing?

- Timely and accurate completion of controls operation.

- Developing an understanding of the risks the controls are designed to mitigate.

- Identifying process improvements.

- Ensuring operation of controls are complete and adequately mitigate the risks.

- Proactive and timely escalation of issues.

What were looking for :

- Excellent accuracy and attention to detail.

- Very strong in performing data analytics.

- High level of Microsoft Excel skills.

- Excellent in formatting tables and data to present visually user-friendly format for the intended audience.

- Experience of process improvement.

- Prior experience in a Risk and Control focused role is advantageous

- Strong team work and communication skills as the person will be required to operate with teams across the organization, in multiple locations and time zones.

- Diligence : Ability to carry out detailed tasks with diligence (and as per timelines)

- Commercial and risk awareness understand the commercial and regulatory environment in which we operate and ensure issues are appropriately managed and escalated

- Time management - effective time management to ensure tasks are completed within agreed timescales and deadlines

- Initiative/self motivation act on own initiative, identify opportunities and be proactive in putting forward ideas and solutions

Skills that will help you in the role :

- Post Graduate in Finance / Chartered Accountant / Masters degree in Finance

- Strong knowledge of Investment banking businesses and products

- General awareness of Financial industry regulations