Assistant Vice President - Regulatory Governance

Experience in-Working in Investment Bank/Big4

GRC

Technology and Cyber compliance Audit, Risk and controls,Regulatory engagement

Purpose of the role: To assess the integrity and effectiveness of the banks internal control framework to support the mitigation of risk and protection of the banks operational, financial, and reputational risk.

Accountabilities:

- Collaboration with various stakeholders across the bank and business units to improve overall control effectiveness through detailed documentation of control assessments, procedures, and findings.

- Identification and investigation of potential weaknesses and issues within internal controls to promote continuous improvement and risk mitigation aligned to the bank's control framework, prioritised by its severity to disrupt bank operations.

- Development of reports to communicate key findings from risk assessment including control weaknesses and recommendations to control owners, senior management, and other stakeholders.

- Execution of reviews to determine the effectiveness of the bank's internal controls framework aligned to established and evolving policies, regulation, and best practice.

- Implementation of adherence to the Controls Framework and set appropriate methodology of assessing controls against the Controls Framework.

Assistant Vice President Expectations:

- Consult on complex issues; providing advice to People Leaders to support the resolution of escalated issues.

- Identify ways to mitigate risk and developing new policies/procedures in support of the control and governance agenda.

- Take ownership for managing risk and strengthening controls in relation to the work done.

- Perform work that is closely related to that of other areas, which requires understanding of how areas coordinate and contribute to the achievement of the objectives of the organisation sub-function.

- Collaborate with other areas of work, for business aligned support areas to keep up to speed with business activity and the business strategy.

- Engage in complex analysis of data from multiple sources of information, internal and external sources such as procedures and practises (in other areas, teams, companies, etc).to solve problems creatively and effectively.

- Communicate complex information. 'Complex' information could include sensitive information or information that is difficult to communicate because of its content or its audience.

- Influence or convince stakeholders to achieve outcomes.

To be successful as a Global Regulatory Governance Tech and CSO you should have experience with:

- Lead a team that governs regulatory engagements for Technology & CSO, supporting leadership where necessary.

- Delivers against the agreed strategy for Technology and CSO regulatory, external audit and client engagement globally.

- Experience in managing Technology & Cyber Regulatory Engagements and external audits.

- Excellent knowledge of information technology risks, controls and risk remediation.

- Collaboration with various stakeholders across the bank and business units to improve overall control effectiveness through detailed documentation of control assessments, procedures, and findings.

Some other highly valued skills may include

- Review of Audit findings, self-identified issues and breaches to align them with operational risk, regulatory requirements and Control Framework.

- Advising IT on pragmatic approaches to meeting regulatory mandated technology controls and risk reduction.

- Relevant professional certification such as CISA, CISSP, CISM, PMP, CRISC or equivalent.

You may be assessed on the key critical skills relevant for success in role, such as risk and controls, change and transformation, business acumen strategic thinking and digital and technology, as well as job-specific technical skills

Location - Pune