Assistant Vice President - Internal Audit - NBFC

JOB PURPOSE:

- Preparation of Risk Based Internal Audit Plan

- Ensure timely completion of audits

- Ensure quality in audits

- Ensure appropriate documentation in audit working papers

- Automation of Audit Process/es.

JOB RESPONSIBILITIES:

- Assist CIA in preparation of the Risk Based Internal Audit Plan

- Conducting a comprehensive audit program including management, system, financial, compliance and operational audits

- Overall performance of audit procedures, including identifying and defining issues, developing criteria, reviewing and analyzing evidence, and documenting client processes and procedures.

- Identification, development and documentation of audit issues and recommendations.

- Draft internal Audit reports and communicate effectively to management

- Develops and maintains productive client, staff, management, through individual contacts and group meetings.

- Knowledge of CAATs and carrying out extensive data analytic techniques

- Pursues professional development opportunities, including internal and external training and professional association memberships, and shares information gained with co-workers

- Assist in timely completion of internal audits as per the defined process / methodology

- Assist in preparation for Pre-Audit Committee and Audit Committee meetings

- Adhere to quality initiative within the department, maintaining a solid Quality Assurance and Improvement Program (QAIP)

- Compliance with International Professional Practice framework & standards