Assistant Vice President - Compliance - BFS

AVP - Compliance (Investment Banking)

Responsibilities :

1. Evaluate business initiatives for the assigned scope of activities.

2. Support product approval and governance within regulatory framework.

3. Participate and Present compliance inputs in forums as deputed by Compliance Head.

4. Advise and support compliance head in all compliance aspects for products/business/function supported by the employee.

5. Managing stakeholder's expectation within the governance/compliance framework.

6. Conducting Compliance testing in accordance with the Compliance testing plan

7. Support other team members in discharging compliance agenda

8. Assist in RBI Audit and resolution of regulatory issues.

9. Ensure best practices are adopted and guidelines complied.

10. Share know-how and experience with other the legal-compliance team and elsewhere within the DBS compliance and legal function, including participation in any global practice groups relevant to role and expertise.

11. Supporting any assessment/scrutiny required for driving compliance culture/objective.

Technical Competencies Required :

1. Extensive financial & technical knowledge of banking and financial services laws

2. Strong technical ability & ability to grasp new technical areas of law very quickly

3. Knowledge on related circulars/regulations/guidelines of RBI, SEBI, FEDAI, , FIMDA.

4. Sound knowledge of the overall banking environment (primarily pertaining to, Treasury & Markets, trade& Cash, Corporate Banking)

5. Must have worked in Compliance/Risk role in Bank for 6-8 years (incl. regulatory advisory or regulatory compliance for Corporate and/or Commercial Banking.