Assistant Manager/Manager - Compliance - NBFC - CS/LLB

Job opening with an NBFC for Assistant Manager/ Manager - Compliance role

Role: Assistant Manager/ Manager - Compliance (AIF)

Location: Mumbai

Qualifications and Education Requirements: Preferred a professional with Company Secretary and LLB Degree

Preferred Skills: Experience in managing AIF related compliance

Role and Responsibilities:

- Have a major part in making sure that the rules set forth by RBI for non-banking financial organisations and SEBI for Alternative Investment Funds (AIF) are followed.

- Determine which compliances apply to the company, consider the ramifications, and put the requirements of compliance into practice.

- Stay up to date on changes to the laws, rules, policies, and procedures that the company is subject to. Make sure that any new ramifications are addressed as soon as possible.

- Make sure that every department is aware of the need to guarantee compliance in their specific fields.

- Support the establishment of the company's compliance framework and policies across the entire organisation.

- Ensure that internal policies and procedures are followed and that awareness of them is spread.

- Oversee the group's compliance monitoring programme.

- Ensuring consistent and regular filings with SEBI and RBI.

- Work together with other departments and functions to guarantee that information and returns are submitted to regulators on time and accurately.

- Support the automation of controls and reporting.

- Help in responding to inquiries from the RBI, SEBI, and/or other statutory organisations.

- Updating and maintaining MISs connected to compliance.

- Assist all departments with the regular preparation and delivery of Compliance reports.

Interested candidates can connect at 7600188441