Assistant Manager - IT SOX - BFS

- Participate in the delivery of the annual testing of key IT processes and controls within the scope of Sarbanes-Oxley Section 404 (s404) testing programme with responsibility for testing in certain areas of business.

Sox Responsibilities :

- To support the annual s404 compliance activity with respect to IT processes and controls

- Agree the scope of the annual IT SOX 404 Internal Testing Programme with the SOX Controller

- Oversee and manage the execution of the annual IT SOX 404 Internal Testing Programme.

- Review test results and manage, to resolution, issues arising from the annual IT SOX 404 Internal Testing Programme.

- Liaise with the SOX Controller and other PRU business units and external auditors (KPMG) as necessary.

- To lead and participate in the preparation and execution of IT SOX testing fieldwork within business areas

- Manage the resolution of process/control issues, ensuring the accurate and timely identification of any issues which require escalation

- Lead and contribute to debriefs with key senior internal personnel in order to communicate and appraise the results of SOX testing, advising on the process for remediating any control failures

To lead or participate in the annual IT SOX Documentation exercise, identifying process and control books which require updating and co-ordinating the process for their amendment with the relevant SOX Coordinators across the business